Securities and Capital Markets

expertise in areas such as corporate bond issuance, preferred stock and convertible bond issuance, significant investments and restructuring, handling administrative penalties for listed companies, shareholder disputes, and crisis management.

Highking lawyers, whether acting as issuer's counsel or underwriters' counsel, have been involved in numerous high-profile projects, including stock issuances, backdoor listings, and listings on the New Third Board. They have accumulated a wealth of successful cases in post-listing refinancing, major asset restructuring for listed companies, equity transfers for listed companies, management equity incentive programs, and employee stock ownership plan designs. Highking lawyers are well-versed in corporate and securities laws and regulations, regulatory rules, and approval processes. They have established solid and stable business collaborations with relevant intermediaries. This enables them to provide clients with comprehensive and integrated legal services. Their professionalism and efficiency in the field of securities law have earned high recognition from clients.

Service Areas

● Corporate Shareholding Reform

● Stock Issuance and Listing

● Rights Issues and Additional Share Offerings

● Convertible Bonds

● Issuance of short-term financing bills

● Mergers and Acquisitions, as well as Asset Restructuring for Listed Companies

● Design of Corporate Governance Structure of Listed Companies, design of Equity Incentives and Employee Shareholding Plans.

● Legal Advice on Internal Investigations for the Boards of Listed Companies

● Handling Administrative Penalty Matters for Listed Companies

● Providing Solutions for Shareholder Disputes and Disagreements among Listed Company Shareholders

● Legal Handling of Major Crisis Events for Listed Companies